Specialist FCA Accountants for FCA-Regulated Firms in the UK
Compliance-focused accounting and regulatory support for FCA-regulated businesses across the UK.
- FCA-aware accounting and reporting
- Support with ongoing regulatory compliance
- Preparation for FCA reviews and audits
- Clear, accurate financial reporting for regulated firms
Home / FCA Regulated Businesses
At MMBA Accountants, we act as FCA Accountants for businesses operating under the Financial Conduct Authority regulatory framework. We understand the reporting, compliance, and financial pressures that FCA-regulated firms deal with on a daily basis.
Our role is to support you with accurate accounting, timely regulatory reporting, and clear financial oversight, so you can meet FCA requirements with confidence and reduce compliance risk.
Whether you are newly authorised or already established, our team supports FCA-regulated businesses with structured, compliant, and reliable accounting services.
FCA Accountants Who Understand Regulatory Requirements
We provide FCA-focused accounting and advisory services designed for regulated firms that need clarity, control, and compliance.
Our team understands how FCA rules affect your financial reporting, internal controls, and day-to-day decisions. We work closely with you to make sure your accounts, reports, and processes align with current FCA expectations.
Our approach is practical and compliance-led, helping FCA-regulated businesses meet their obligations while avoiding unnecessary risk.
Key Advantages of Partnering with MMBA Accountants
- Dedicated support for FCA-regulated accounting and compliance queries
- Experience supporting FCA reporting systems and regulatory submissions
- Clear processes to help reduce compliance risk
- Proactive review of financial and regulatory requirements
- Ongoing oversight to support accurate and timely reporting
Our FCA Services
MMBA Accountants provide accounting and compliance-focused support designed specifically for FCA-regulated firms. Our work supports firms in meeting FCA expectations around reporting accuracy, internal controls, risk reporting, and ongoing regulatory compliance.
Compliance Advisory
- Practical support on FCA financial and compliance requirements, including guidance on regulatory expectations that affect reporting, controls, and decision-making.
- We help firms stay aligned with FCA rules as they evolve.
Capital Adequacy Support
- Assistance with capital adequacy calculations and ongoing monitoring.
- We help FCA-regulated firms understand and maintain the required financial resources in line with regulatory rules.
Client Money Rules (CASS)
- Support for firms subject to client money requirements.
- We assist with CASS-related accounting processes, reconciliations, and reporting to help firms meet FCA expectations around client money protection.
Regulatory Reporting
- Preparation and support for FCA regulatory reporting, including accurate and timely submission of required returns.
- We help firms manage reporting obligations, meet compliance deadlines, and reduce the risk of errors or late submissions.
Audit, FCA Reviews and Risk Reporting
- Support with statutory audits, FCA audits, regulatory reviews, and inspections.
- We help firms prepare clear financial records and risk-focused reports that support transparency and reduce regulatory risk during FCA reviews.
Tax Planning & Management
- Tax support that considers the structure and regulatory position of FCA-regulated firms.
- Ensuring tax matters are handled correctly without creating conflicts with FCA requirements.
Schedule a Consultation with Our FCA Accountants
Let our FCA Accountants take the complexity out of regulatory compliance. From reporting and CASS management to audit preparation, we provide structured guidance tailored to FCA-regulated firms. Request your consultation today.
The Reason Our Customers Adore Us..
Our clients love working with us, just read what they have to say!
A Compliance-Focused Approach for FCA-Regulated Firms
MMBA Accountants specialise in supporting businesses that need reliable, compliant, and well-structured accounting support. We work with FCA-regulated firms across advisory, investment, lending, payments, and insurance sectors.
Our team takes a careful and hands-on approach to financial reporting and regulatory requirements. As FCA Accountants we focus on accuracy, clarity, and consistency, helping firms meet FCA expectations with confidence.
Clients rely on us for ongoing support, clear communication, and accounting services that reflect the realities of operating under FCA regulation. We support firms before and during regulatory reviews.
We work with FCA-regulated firms across the UK, providing clear, compliant, and dependable accounting services tailored to regulatory requirements.
Feel Free to Contact Us
0203 355 0841
Looking for reliable accountants for FCA regulated businesses? Reach out to MMBA Accountants today and let our team of FCA experts help you stay compliant and competitive.
MMBA’s FCA Accounting Resources and Knowledge Base
The MMBA Accountant offers a fantastic opportunity to stay updated with the most recent news and guidance
